Table of Contents
- Post-Certification Obligations Overview
- Annual Surveillance Audit
- Triennial Re-Certification
- Required Ongoing Records
- Common Revocation Cases
- Process Change Reporting
- FAQ
1. Post-Certification Obligations Overview
HACCP certification is not a one-time achievement. KHAS conducts annual surveillance audits and a full re-certification audit every three years. If an audit finds the HACCP standards are not being followed, the certification may be revoked or a corrective order issued (Food Sanitation Act Article 48(8)).
2. Annual Surveillance Audit
Each year, a KHAS auditor visits to verify that the HACCP plan is being implemented as documented. Auditors check CCP monitoring logs, corrective action records, calibration records, and staff training documentation.
3. Triennial Re-Certification
Every three years, the full HACCP certification process is repeated. The HACCP plan is re-reviewed, updated if needed, and subject to a comprehensive on-site audit.
4. Required Ongoing Records
- Daily CCP monitoring logs (temperature, time, pH, etc.)
- Corrective action reports for any CCP deviations
- Cleaning and sanitation records
- Pest control logs
- Employee training and illness records
- Supplier certification and ingredient records
5. Common Revocation Cases
- Failure to maintain CCP monitoring records
- Undocumented process changes that affect critical limits
- Repeated corrective action failures with no root cause analysis
- Significant facility non-conformities found during surprise inspection
6. Process Change Reporting
Any significant change to production processes, facility layout, or product formulation must be reported to KHAS and the HACCP plan updated before implementation. Undocumented changes are a major audit finding.
FAQ
Q. What happens if we fail the annual surveillance audit?
A. It depends on the score. Under Appended Table 20 of the Enforcement Rule of the Food Sanitation Act, scoring below 60% in either the prerequisite program area or the HACCP management area leads to revocation, and 60% to under 85% leads to a corrective order. Failing to comply with a corrective order leads to revocation.
Q. How long must records be kept?
A. A minimum of 2 years from the date of production for most records.
Stay HACCP Certified
YouSun Administrative Agency assists with pre-audit preparation and corrective action planning.
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